1212
exchange.data/cat at main · redeecash/exchange.data · GitHub
Skip to content

Latest commit

 

History

History

Folders and files

NameName
Last commit message
Last commit date

parent directory

..
 
 
 
 

Consolidated Audit Trail (CAT)

This repository will maintain the consolidated audit trail (CAT) for the Exempt Liquidity Market Exchange transactions and has been moved to a private repository. This repository visibility is PRIVATE as under Regulation NMS the CAT must contain customer account information. The Right to Financial Privacy Act of 1978 prohibits the dissemiation of a natural person financial records on public forums.

The rules for the Consolidated Audit Trail are defined under Regulation NMS at § 242.613 Consolidated audit trail with suggested reporting format as defined at CATNMSPLAN.