Latest News for: regulation nms
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Notice of an Application of MEMX LLC for Temporary Exemptive Relief From Compliance with Certain Provisions of Rule 610(c) of Regulation NMS, as Amended, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 610(f) of Regulation...Submit a Comment on S7-2026-10 (SEC - US Securities and Exchange Commission)
Public Technologies 20 Mar 2026
... with Certain Provisions of Rule 610(c) of Regulation NMS, as Amended, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 610(f) of Regulation NMS, and Request for Comment.
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Commission Orders, Notices, and Information (Notice of an Application of the 24X National Exchange LLC for a Temporary, Conditional Exemption From Certain Requirements of Rule 602 of Regulation NMS, Certain Requirements of Certain Equity Data Plans, and Section 19(g)(1) of the Securities Exchange...) (SEC - US Securities and Exchange Commission)
Public Technologies 26 Feb 2026
Regulation NMS under the Exchange Act, in accordance with relevant procedures set forth in Exchange Act Rule 0-12.5Specifically, 24X requests exemptive relief, subject to certain conditions, from (1) ...
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Notice of an Application of the 24X National Exchange LLC for a Temporary, Conditional Exemption From Certain Requirements of Rule 602 of Regulation NMS, Certain Requirements of Certain Equity Data Plans, and Section 19(g)(1) of the Securities Exchange...Submit a Comment on S7-2026-06 (SEC - US Securities and Exchange Commission)
Public Technologies 26 Feb 2026
Regulation NMS under the Exchange Act, in accordance with relevant procedures set forth in Exchange Act Rule 0-12.5Specifically, 24X requests exemptive relief, subject to certain conditions, from (1) ...
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Proposal to amend the NYSE Price List to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission. (NYSE Group Inc)
Public Technologies 11 Feb 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
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Proposal to amend the NYSE Arca Equities Fees and Charges to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission. (NYSE Group Inc)
Public Technologies 06 Feb 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
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Proposal to amend the NYSE National Schedule of Fees and Rebates to conform with a recent amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)
Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
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Proposal to amend the NYSE American Equities Price List and Fee Schedule to conform with a recent amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)
Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
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Proposal to amend the Fee Schedule of NYSE Texas, Inc. to conform with an amendment to Rule 610 of Regulation NMS recently approved by the Securities and Exchange Commission (NYSE Group Inc)
Public Technologies 30 Jan 2026
... of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) of Regulation NMS, From Compliance With Rule 600(b)(89)(i)(F), Rule 610(c), Rule 610(d) and Rule 612 of Regulation NMS, as Amended).
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Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements of Appendix D, Section 3 of the National.. (SEC - US Securities and Exchange Commission)
Public Technologies 23 Jan 2026
Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, ...
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Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements of the National Market System Plan Governing the Consolidated... (SEC - US Securities and Exchange Commission)
Public Technologies 23 Jan 2026
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, from Certain Requirements ...
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Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Thereunder, Relating to the Reporting of Responses to Requests for Quotes and Other Solicitation... (SEC - US Securities and Exchange Commission)
Public Technologies 23 Jan 2026
Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Thereunder, Relating to the Reporting ...
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Limited Exemption Order: Regulation NMS to Cboe BYX Exchange, Inc. (The eRulemaking Program)
Public Technologies 22 Jan 2026
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Order Granting Limited Exemption Pursuant to Rule 612(d) of Regulation NMS to Cboe BYX Exchange, Inc. from Rule 612 of Regulation NMS (SEC - US Securities and Exchange Commission)
Public Technologies 16 Jan 2026
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Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from Compliance with Rule 600(b)(69)(ii) of Regulation NMS (SEC - US Securities and Exchange Commission)
Public Technologies 15 Jan 2026
Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from Compliance with Rule 600(b)(69)(ii) of Regulation NMS January 15, 2026 ... Rule 600(b)(69) of Regulation NMS defines odd-lot.
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Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 (SEC - US Securities and Exchange Commission)
Public Technologies 14 Jan 2026
Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 ... Commission adopted Regulation NMS.
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