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SIFMA Fixed Income Market Close Recommendations in the U.S., the U.K., and Japan for Good Friday & Easter Monday Holidays (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
New York, N.Y., March 20, 2026 - SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the Good Friday and Easter Monday holidays ... SIFMA recommends an early close at 12.00 p.m.
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Proposed Rule Change to Allow for Trading of Multi-Listed Equity Options during Global Trading Hours (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
SIFMA provided comments to the U.S ... We appreciate that Cboe is taking a measured approach in this initial step to expand trading of these securities, as well as their diligence in working with SIFMA to identify open questions that need to be resolved.
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Proposed Rule Change to Extend the Exchange’s U.S. Equity Trading Hours to 23 Hours a Day (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
Nasdaq has met with SIFMA and its members to discuss the exchange's plans for extending trading hours ahead of this Proposal ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA Statement on Basel III Implementation Proposals (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 19 Mar 2026
Washington, D.C., March 19, 2026 - SIFMA today released the following statement from Kenneth E. Bentsen, Jr., President and CEO of SIFMA, regarding prudential regulators' proposals to revise the U.S ... For more information, visit http.//www.sifma.org.
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Proposed Rule Change to Amend FINRA Rule 2210 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 19 Mar 2026
As SIFMA requested in our December 15, 2023 comment letter, an additional exception to the general prohibition for performance projections and targeted returns is positive ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SEC RFI on Exchanges, ATSs, and Tokenized Securities (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 18 Mar 2026
SIFMA provided comments as response to the request for information ("RFI") issued by Commissioner Hester M ... SIFMA - Securities Industry and Financial Markets Association Inc.
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A Roadmap to Effective and Resilient Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 17 Mar 2026
SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA, FSI Statement on Order Vacating the DOL 2024 Fiduciary Rule and Related PTEs (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 17 Mar 2026
SIFMA and FSI were Plaintiffs-Intervenors in the challenge to 2024 Rule ... https.//www.sifma.org/advocacy/court-filings/complaint-filed-in-the-u-s-district-court-for-the-northern-district-of-texas-worth-division.
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SIFMA, FSI Statement on Order Vacating the DOL 2024 Fiduciary Rule and Related PTEs (FSI - Financial Services Institute Inc)

Public Technologies 17 Mar 2026
The Securities Industry and Financial Markets Association (SIFMA) and Financial Services Institute (FSI), released the following statement today regarding the entered in American Council of Life Insurers, et al.
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Data to Support Modernizing the Delivery Frameworks (SIFMA and SIFMA AMG) (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Mar 2026
SIFMA and SIFMA AMG submitted data to support SIFMA's proposal submitted to the Securities and Exchange Commission (SEC) on September 15, 2025 requesting that the Commission take necessary steps to ...
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SIFMA Statement on SEC Proposed Amendments to Exchange Act Rule 15c2-11 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Mar 2026
Washington, D.C., March 16, 2026 - SIFMA today issued the following statement, from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Securities and Exchange Commission's proposed amendments to Exchange Act Rule 15c2-11..
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Small Entity Definition for Investment Advisers (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Mar 2026
SIFMA provided comments to the SEC on its proposed amendments to the small entity definition for investment advisers for purposes of the Regulatory Flexibility Act ... Thus, SIFMA does not oppose the Proposal.
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MSRB Rule G-27 on Dealer Supervision (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Mar 2026
SIFMA is very pleased the MSRB has taken the opportunity to review MSRB Rule G-27, on dealer supervision, considering the changes to the modern workplace ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA Compliance & Legal Society Announces Richard G. Ketchum as the Recipient of the 2026 Alfred J. Rauschman Award (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 10 Mar 2026
Washington, D.C., March 10, 2026 - Today, SIFMA announced Richard G. Ketchum as the 2026 recipient of the SIFMA Compliance & Legal (C&L) Society's Alfred J ... About SIFMA's C&L Society ... About SIFMA.
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FINRA Regulatory Notice 26-02 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 10 Mar 2026
SIFMA provided comments to FINRA in response to its Regulatory Notice ("RN") 26-02. SIFMA appreciates FINRA's commitment to working with the industry to protect customers from fraud and financial exploitation.

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